Launched in October 2011 and sponsored by Proshare, The Regulator is a platform designed to educate and make available all the information within the Corporate Compliance, Codes, Governance and Risk in Nigeria.
The Nigerian Regulator website is familiar with the changing trends and the role of Regulators in conveying a risk assessed financial market place founded upon best practice, legislation, oversight, compliance, supervision and enforcement.
Most importantly, we offer checklist services and “clear-the-air” online resource to empower those that need it the most.
The Regulator can assist broker-dealers and investment advisers with critical securities compliance responsibilities. Our team of experienced professionals can provide broad compliance solutions to financial services industry firms.
The Regulator combines featured articles written by some of the most experienced compliance and ethics professionals in the country with regular updates of important news events in the world of governance, risk, codes and compliance.